Our Regulatory Framework
Committed to the Highest Standards of Compliance and Investor Protection
1. Our Commitment to Regulation
At CtraderAI, we operate with a steadfast commitment to upholding the highest standards of regulatory compliance and ethical conduct. Our operations are designed to protect our clients, ensure market integrity, and comply with all applicable laws and regulations in the jurisdictions we serve. Transparency and security are the cornerstones of our regulatory approach.
2. Global Regulatory Landscape
We navigate a complex and evolving global regulatory landscape by proactively adhering to the requirements of leading financial authorities. Our compliance framework is built to meet the rigorous standards set by regulators worldwide.
North America
In the United States, we comply with regulations from the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). In Canada, we adhere to the rules set by the Canadian Investment Regulatory Organization (CIRO) to ensure robust investor protection and market integrity.
Europe
Our European operations are governed by directives such as MiFID II (Markets in Financial Instruments Directive) and regulations from the European Securities and Markets Authority (ESMA). For digital assets, we are aligned with the new Markets in Crypto-Assets (MiCA) regulation to ensure a secure and transparent environment for our clients.
Asia-Pacific
We respect and adhere to the robust regulatory frameworks in the Asia-Pacific region, including those established by the Monetary Authority of Singapore (MAS), the Securities and Futures Commission (SFC) in Hong Kong, and the Australian Securities and Investments Commission (ASIC).
3. Key Areas of Compliance
- Investor Protection: We employ stringent measures to safeguard client assets, including segregated accounts and robust data protection protocols, ensuring your investments and personal information are secure.
- Market Integrity: Our trading systems are designed to ensure fair and orderly markets. We have strict policies against market abuse, insider trading, and any manipulative practices.
- Financial Crime Prevention: We have a comprehensive program to prevent money laundering and terrorism financing. For more details, please review our dedicated policies:
- AI and Algorithmic Trading Compliance: We are committed to the responsible development and deployment of our AI technologies. We adhere to emerging best practices and regulatory guidance for algorithmic trading to ensure fairness, transparency, and robust risk management.
If you have any questions about our regulatory framework or compliance policies, please do not hesitate to contact our support team.